Gerry M. Visci
Compliance Director, CRCP
As Compliance Director, Gerry is responsible for managing the financial, administrative and corporate development functions within Direct Access Partners. This includes assisting in the management of financial, compliance, independent research and soft dollar aspects of Direct Access Partners’ business.
Prior to joining Direct Access Partners, Gerry was the founder and President of Second Street Securities, an introducing broker/dealer specializing in soft dollar, compliance and trading. Previous to that he was a SVP and managed Thompson Financials brokerage unit, Thomson Institutional Services.
Gerry brings with him over 25 years experience in the financial industry and is one of only a limited number of individuals to be a NASD Certified Regulatory and Compliance Professional.